March 3, 2021
FAs Weigh In: Too Much Cash But Can’t Stomach High Equity Multiples
Brooks Hays, managing director and wealth advisor at Cresset Capital, says that’s a dilemma clients need advice on.
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March 3, 2021
Wells Fargo Loses FA to Snowden Lane in Miami
Armando Ureña previously managed $360 million and expands Snowden Lane’s international wealth advisory business.
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March 3, 2021
Morgan Stanley Completes Acquisition of Eaton Vance
Eaton Vance CEO Thomas Faust, Jr. will become chairman of Morgan Stanley Investment Management.
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March 3, 2021
Merrill FAs Overseeing $1.25B Go Indie
Samuel Liebman, Matthew Liebman, Aaron Marks and Patrick Swift have formed Amplius Wealth Advisors.
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March 3, 2021
Fidelity’s AUA Up 17.9% YoY
The firm also grew its retail client accounts by 17.1%.
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March 2, 2021
Robust Planning Process Bolsters FAs' Ability to Charge Separate Fees
Transcript Video [ 3:26 ]
Justin Duft, director for advanced planning at Commonwealth Financial Network, says switching to separate planning fees from an asset-based fee can be a hard conversation to have with clients.
Transcript Video [ 3:26 ]
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March 2, 2021
Focus to Add $5B RIA in Missouri
The latest addition is Kansas City, Mo.-based Prairie Capital Management.
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March 1, 2021
Broadridge Launches Securities-Based Lending Marketplace
The financial technology firm has reeled in The Bancorp Bank as its first funding partner.
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March 1, 2021
Carson Partners Adds $172M Wealth Mgmt Practice
The latest addition is Oregon-based Price Financial Group.
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March 1, 2021
Further Consolidation in Wealth Mgmt Likely: Fitch Ratings
As competition heats up for the mass affluent investor, big banks, traditional retail brokerages and startups are likely to seek scale, according to Fitch Ratings.
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