The Client: ERISA plans/institutional management
November 27, 2019
Top Advisors Weigh In: Big Value-Adds for Your Plan Sponsor Clients
We asked top advisors to name the biggest concerns about financial wellness they hear from plan sponsors. Here's what they said ...
November 27, 2019
U.S. Presidential Hopeful Pete Buttigieg Proposes Boosting 401(k) Savings and Social Security Payments
The mayor of South Bend, Ind., has proposed expanding Social Security benefits for caregivers and the establishment of a “public option” 401(k) program.
Last Comment: November 27, 2019
October 30, 2019
DOL Rule-Killer Scalia Gets Green Light to Rewrite Fiduciary Rule
Government ethics lawyers deem new DOL boss fit to work on rule he opposed in private practice.
Last Comment: October 30, 2019
October 24, 2019
Cetera Rolls out 401(k) Advice on Fee-for-Service Platform
The move is designed to help Cetera’s advisors expand services on a platform designed to help them attract younger clients.
October 23, 2019
Top Advisors Weigh In: How Plan Sponsor Needs Have Changed
We asked FT 401 Top Advisors what's changed about what plan sponsors want and what's driving that demand. Here's what they said ...
October 15, 2019
Why RIA Rollovers Could Get More Complicated With Reg BI Enforcement
And further state regulations could add even more snags.
Last Comment: October 22, 2019
September 26, 2019
Senate Panel Confirms DOL Rule Killer’s Nomination to Head Agency
Eugene Scalia gets nomination in a narrow vote along party lines.
August 30, 2019
Lawyer Insists on Fidelity CEO Abigail Johnson Testifying in MIT 401(k) Suit
Johnson’s lawyers argued that she lacks relevant knowledge about the MIT’s alleged quid-pro-quo arrangement with Fidelity.
April 5, 2019
Why Big Firms Have Paid Billions in ERISA Class Actions
Nonprofit finds 201 settlements or verdicts involving the largest 1,700 public and private companies.
January 24, 2019
Maryland, Nevada Push for State-Level Fiduciary Rules
The Maryland legislature is expected to put forward a bill while Nevada introduced a fiduciary rule to implement legislation passed in 2017.