December 31, 2020
#6 Remote Working Leads Many to Ask: Should We Downsize Our Offices? (06-25-2020)
Transcript Video [ 3:15 ]
The industry has learned that advisors can work effectively from different locations.
Transcript Video [ 3:15 ]
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December 31, 2020
#10 'I Was Asked to Prove a Bit More' Because of How I Looked (06-16-2020) Transcript Video [ 3:02 ]
Rachel Robasciotti, founder & CEO of Robasciotti & Philipson, says those from “marginalized" communities face unique challenges when entering financial services and offers tips for how to break through.
Transcript Video [ 3:02 ]
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December 30, 2020
Top Advisors Weigh In: Cloud-Based Network Keeping Operations Smooth
Network-related “hiccups were minor and proved to be a small blessing as they allowed us to make permanent improvements to our systems,” this FA says.
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December 30, 2020
Trump Names Roisman Acting SEC Chair
Fellow commissioner Hester Peirce had indicated in a tweet last week that Roisman was taking over the helm.
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December 29, 2020
Regions Bank Seeks Restraining Order After FAs Move to Wells Fargo Advisors
The firm says three advisors who recently moved to WFA have been soliciting Regions' clients in violation of their employment agreement as part of a premediated scheme with WFA.
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December 28, 2020
BofA Private Bank FA Bolts for Lido Advisors
Hedieh Bolour works with high net worth individuals and families as well as foundations.
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December 28, 2020
Clayton Steps Down from SEC, Roisman Expected as Acting Chair
Commissioner Elad Roisman is expected to lead the commission, according to a tweet from fellow commissioner Hester Peirce.
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December 28, 2020
Wells Fargo FA Managing $200M Jumps Ship for Raymond James
Rick Ortega has joined Raymond James & Associates in Albuquerque, N.M.
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December 23, 2020
#2 Edward Jones’s Training Program Put My Life at Risk: FA (07-01-20)
Wayne Bland, who is African American, alleges that an Edward Jones strategy to gain new clients left him no choice but to knock on doors in a predominantly white neighborhood, where he feared for his safety.
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December 23, 2020
Most Read FA-IQ Articles in 2020
Today's issue of Financial Advisor IQ looks back at the 10 most-read articles on our publication this year.
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