November 3, 2020
Canadian Digital Financial Planning Firm Expands into U.S.
Toronto-based Planswell has begun offering its free financial plans to U.S. residents.
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August 13, 2020
Finra Suspends Ex-Broker Over Impersonation of Customers, Supervisor
Michael Edward Feeley allegedly impersonated two customers and his supervisor at Northwestern Mutual Investment Services to obtain insurance contract and policy information from an unnamed insurance provider.
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August 5, 2020
Morgan Stanley Rolls Out Property & Casualty Insurance for HNW Clients
The company will connect clients with insurance providers through insurance brokers HUB International, Marsh Private Client Services and Willis Towers Watson.
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July 15, 2020
POC, Women, LGBTQ Individuals Hurting More Financially from Pandemic
Overall, close to half of Americans are concerned about their finances, according to a recent survey by Prudential.
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July 14, 2020
How 'Sophisticated Planning' is an RIA Differentiator
Transcript Video [ 2:35 ]
John Bahnken, president of Citizens Bank Wealth Management, shares how RIAs can stand out among a pool of fiduciaries and value-add service providers.
Transcript Video [ 2:35 ]
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July 9, 2020
Goldman's Ayco Rolls Out Financial Services Marketplace for Employees
The marketplace gets employees access to loans, refinancing, insurance and investment management, among other services.
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July 7, 2020
Covid Forced More Women to Take Charge of Finances: Report
A UBS report found that the majority of women, spurred on by the pandemic, intend to have financial discussions with their spouses and many are considering portfolio discussions and updating their wills.
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June 12, 2020
Only Some Americans Are Financially Prepared for Natural Disasters
Six in 10 believe they’ll be personally impacted by one in the next three to five years, according to a recent survey from the American Institute of CPAs.
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May 14, 2020
Technology Upgrade Most Useful to Top Advisors
The e-signature technology has become even more important since the coronavirus pandemic.
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March 2, 2020
First State-Level Best Interest Rule Targeting Annuities Unveiled
The move comes a week after the National Association of Insurance Commissioners adopted a best interest standard for recommendations of annuities.
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