The Assets: Portfolio management
February 8, 2021
Wells Names Head of Managed Solutions, Investment Implementation
Patricia Loepker was previously head of advisory, institutional and high-net-worth consulting for Wells Fargo Advisors.
January 29, 2021
Home Office News: Merrill Adds 10 Capital Group Portfolios; Morningstar Opens Funds to FA Models
A roundup of key updates from major broker-dealers, RIA custodians and other distributors.
February 1, 2021
GameStop Frenzy — Clients Confused; FAs Set Them Straight
Some clients asked: "Should I be worried about this?" Others wanted to know: "How can I get in on the action?"
January 28, 2021
Broker-Dealers Enhancing ESG Assistance to Advisors
Some broker-dealers are adding internal investment ratings and trying to grow their environmental, social and governance investing study groups.
January 26, 2021
UBS Wants to Help Advisors Help Athletes
UBS Global Wealth Management has formed a new business segment catering to professional athletes and named a former National Football League player as head of the unit.
Video [ 2:51 ]
January 27, 2021
As the Fed Meets, All Eyes Are On the New Administration
The U.S. Federal Reserve is set to meet this week with little new action expected. But Fed chair Jerome Powell is still likely to weigh in on the Biden Administration’s aggressive proposals.
January 22, 2021
Taxes, Retirement, Investment Ideas Are Top of Mind for FAs’ Clients
Financial Advisor IQ surveyed FAs in December, when the results of the U.S. presidential election became clearer.
January 21, 2021
Cetera Partners with Riskalyze to Offer Advisors Risk, Portfolio Tools
Starting this year, Riskalyze solutions will be available to Cetera advisors at no additional cost, the firms said.
January 14, 2021
Citigroup Consolidates Global Wealth Management Business
Citi Global Wealth serves clients from the affluent segment to ultra-high-net-worth individuals.
January 12, 2021
First Step to Crypto for FAs: Understand the Regulations
The "first place that firms are getting into trouble is that they are not appropriately evaluating the regulatory posture of what they're considering," says Carlo di Florio, chief services officer at ACA Compliance.
Video [ 3:13 ]