September 1, 2020
Merrill Expands Model Portfolio Menu to Fill Gaps Identified by FAs
The wirehouse has added several strategies from a dozen asset managers.
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September 10, 2020
FutureProof: How Do You Build a Plan Around Bitcoin?
Episode 7 of FutureProof focuses on how advisors can build portfolios around digital assets for their clients. Sign up today.
Event Date: September 10, 2020
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August 31, 2020
Home Office News: Merrill Adds Training Program, LPL Explores Pricing Structures, and More
A roundup of key updates from major industry distributors: Merrill Lynch, Raymond James, LPL Financial, Edward Jones and Stifel Financial.
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August 28, 2020
Morgan Stanley Can be a Disruptor for the Industry: Wealth Mgmt Exec
Mandell Crawley, Morgan Stanley’s head of private and international wealth management, believes the firm is large yet nimble enough to lead the industry even with competition from robo-advisors.
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August 27, 2020
Why Direct Investing in Private Companies Doesn’t Appeal to These FAs
While the strategy works for ultra-high-net-worth clients, there are several constraints for investors with fewer assets, according to the financial advisors.
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August 27, 2020
LPL Exec to FAs: 'Stop Doing the Things That Are Holding You Back'
LPL executives stress that improving efficiency is a key contributor to success.
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August 27, 2020
SEC Charges Barred Brokers Over Selling Away Allegations
Minish Hede and Kevin Graetz allegedly sold $9.6 million of notes in a fund to their brokerage customers that their brokerage had declined to approve.
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August 26, 2020
Top Advisors Weigh In: Clients May Prefer Virtual Meetings Moving Forward
“Frankly, I’ve been surprised at how seamless the transition has been,” this advisor says.
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August 26, 2020
More RIAs Focus on Political Risk, But Volatility Still Top Concern
The number of advisors actively managing for political risk has jumped 24%.
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August 28, 2020
Too Early to Position Investments Ahead of November Election: UBS Exec
Transcript Video [ 1:46 ]
Laura Kane, head of investment themes at UBS Americas, talks about potential scenarios.
Transcript Video [ 1:46 ]
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