The Assets: Portfolio management
November 4, 2020
UBS to Close ETF and Mutual Fund Platform, Move Clients to SMAs
In addition, the company has lowered minimums on its digital advice service, according to Ignites.
Last Comment: November 4, 2020
November 3, 2020
Critics Blast Wells Fargo’s Direct Mail Promo for Securities Loans
The recent direct mailing advertising campaign “short-circuits” its FAs’ relationships with their clients and skirts the SEC’s Regulation Best Interest, a consumer advocate says.
Last Comment: November 3, 2020
November 2, 2020
LPL Pushes for Greater Growth with New Models, Portfolio Support
LPL is investing in portfolio management support and promoting centralized models to broaden its reach across channels, executives said last week.
October 30, 2020
Home Office News: Morgan Stanley CEO Defends Eaton Vance Price Tag, Envestnet’s ESG Push, and More
A roundup of key updates from major industry distributors: Morgan Stanley, Envestnet and Morningstar.
October 29, 2020
Wirehouses Guide Clients Through Election Scenarios
UBS, for example, is advising clients to steer clear of “sweeping changes” to their portfolios. Others are focusing on portfolio rebalancing and tax implications.
November 19, 2020
FutureProof: How Will You Protect Your Clients if Inflation Hits?
While the Fed’s new inflation-tolerant policy does not guarantee prices will rise in the near-term, it may be time to start thinking about how to position clients for the future.
Event Date: November 19, 2020
October 27, 2020
Schwab Adds 14 Model Portfolios to Riskalyze Platform
The move is aimed at expanding distribution of Schwab’s model portfolios to the more than 7,000 RIAs and institutions on the Riskalyze platform.
October 27, 2020
Fidelity Expands Access to Model Portfolios, Offers More Customization
Advisors will now be able to tap the portfolios through Wealthscape’s Modeling and Rebalancing tool and customize them with additional preferences.
October 26, 2020
Betterment Launches New Socially Responsible Investing Options
The company has rolled out a new portfolio aimed at racial and gender diversity and another one aimed at climate impact, while updated its existing socially responsible investment offering.
October 23, 2020
UBS FA Stays Neutral When Talking Politics, Sticks to Impact on Portfolios
“Maybe out of 50 conversations, one person is so passionate about their views that I'll have to make a note that they didn't take our counsel,” says Jason Katz.