April 7, 2021
Fastest-Growing RIAs Based on Asset Growth, Number of Accounts
The findings are based on SmartAsset’s analysis of Securities and Exchange Commission data.
Merrill, Morgan Stanley FAs: Client Lending is Growing
Interest in merger and acquisition opportunities and residential and commercial real estate are factors driving the growth, advisors say, according to Barron’s.
FAs Weigh In: Fielding Questions About Politics, the New Administration
One advisor advises clients to be flexible enough in their financial planning approach and adjust accordingly.
Affluent Americans' Financial Goals Are Changing: BofA
Millennials in the group are far more likely to talk to their friends about their salary, bills and expenses, and possible threats to employment, according to a survey.
Credit Suisse Fined $345K Over Outside Account Monitoring
The company allegedly failed to track thousands of outside brokerage accounts held by its employees.